Please ask, can certified securities professionals in Vietnam work for 02 different securities company branches? Both branches are securities companies.
Pursuant to Point a, Clause 2, Article 98 of the Securities Law 2019 stipulates:
2. A certified securities professional must not:
a) Simultaneously work for 02 or more securities companies, fund management companies, branches foreign securities companies or foreign fund management companies in Vietnam, or investment companies;
Thus, one of the acts not performed for certified securities professionals in Vietnam is to work simultaneously for 02 different branches of securities companies according to the above provisions.
Best Regards!