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When shall the fund management company disclose information on an ad hoc basis in Vietnam?
W
When shall the fund management company disclose information on an ad hoc basis in Vietnam? What are regulations on the power to issue, reissue, revise, revoke the securities trading license in Vietnam? In which cases ...

Question date: 05/12/2023

fund management | fund management company | information | ad hoc basis | In Vietnam

What is securities transfer in case of changing the investor's account number due to negligence when opening an account at the Vietnam Securities Depository Center?
W
What is securities transfer in case of changing the investor's account number due to negligence when opening an account at the Vietnam Securities Depository Center? What are order and procedures for transferring securities due to adjusting ...

Question date: 04/12/2023

securities transfer | Investor | negligence | Vietnam Securities Depository Center | In Vietnam

What is a securities transfer that is a valuable document at the Vietnam Securities Depository?
W
What is a securities transfer that is a valuable document at the Vietnam Securities Depository? What is transfer and revocation of the Certificate of depository member for final settlement as designated at the Vietnam Securities Depository? What ...

Question date: 04/12/2023

securities transfer | valuable document | Vietnam Securities Depository | In Vietnam

What are regulations on obligations of supervisory banks in securities activities in Vietnam?
W
What are regulations on obligations of supervisory banks in securities activities in Vietnam? What regulations must public securities investment companies comply with in Vietnam? What are some restrictions on supervisory banks in securities activities in Vietnam?

Question date: 01/12/2023

obligations | supervisory banks | securities activities | In Vietnam

What is a securities investment company in Vietnam? When is official date of operation of the securities company in Vietnam?
W
What is a securities investment company in Vietnam? When is official date of operation of the securities company in Vietnam? Are representative offices of foreign fund management companies in Vietnam allowed to trade securities in Vietnam?

Question date: 01/12/2023

securities investment company | official date | Securities company | In Vietnam

Can shareholders of one securities company own the charter capital of another securities company in Vietnam?
C
Can shareholders of one securities company own the charter capital of another securities company in Vietnam? Do securities companies have to hold an annual General Meeting of Shareholders within 04 months from the end of ...

Question date: 01/12/2023

shareholders | Securities company | charter capital | In Vietnam

What are instructions for determining personal income tax when inheriting stocks on the Upcom trading system in Vietnam?
W
Let me ask: What is determination of personal income taxable income when inheriting shares on the Upcom trading system in Vietnam? - Question from Mr. Phuc (HCMC).

Question date: 30/11/2023

personal income tax | inheriting stocks | Upcom trading system | In Vietnam

When is a public company repurchasing shares exempted from certain conditions in Vietnam?
W
When is a public company repurchasing shares exempted from certain conditions in Vietnam? In what cases is a public company not allowed to buy back its own shares in Vietnam? How much charter capital must a joint ...

Question date: 30/11/2023

public company | repurchasing shares | In Vietnam

How is the reconciliation of account information for margin deposit accounts at the Vietnam Securities Depository Center (VSD) with the clearing bank for derivative securities trading conducted?
H
How is the reconciliation of account information for margin deposit accounts at the Vietnam Securities Depository Center (VSD) with the clearing bank for derivative securities trading conducted? How is the reconciliation of position information, margin ...

Question date: 29/11/2023

Vietnam Securities Depository Center | Vietnam | VSD | securities | trading

What are requirements for margin securities at the Vietnam Securities Depository Center (VSD)?
W
What are requirements for margin securities at the Vietnam Securities Depository Center (VSD)? What are regulations on valuation of margin securities at VSD in Vietnam? What are regulations on margin haircut at the Vietnam Securities ...

Question date: 29/11/2023

securities | Vietnam | Vietnam Securities Depository Center

What are the types of payment documents and notifications that are applied in the form of electronic documents in Vietnam?
W
What are the types of payment documents and notifications that are applied in the form of electronic documents in Vietnam? What is the process for transferring positions at the Vietnam Securities Depository Center (VSD)? What ...

Question date: 28/11/2023

electronic document | document | In Vietnam

What are regulations on meetings of the Board of Directors in public companies in Vietnam?
W
What are regulations on meetings of the Board of Directors in public companies in Vietnam? What is composition of the audit committee in a public company in Vietnam? What are rights and obligations of the Audit Committee ...

Question date: 27/11/2023

Meetings of the Board of Directors | Public companies | In Vietnam

What is the trading hours of the HOSE stock exchange in Vietnam?
W
What is the trading hours of the HOSE stock exchange in Vietnam? What are regulations on stock trading in Vietnam? - Mr. Giang (HCMC)

Question date: 26/11/2023

trading hour | stock | trading | In Vietnam | HOSE

By the end of December 31, 2026, will Ho Chi Minh City Stock Exchange unify organization of market for trading all types of securities in Vietnam?
B
Please ask: By the end of December 31, 2026, will Ho Chi Minh City Stock Exchange unify organization of market for trading all types of securities in Vietnam? - Question from Mr. Pho (HCMC).

Question date: 24/11/2023

Ho Chi Minh City Stock Exchange | unify organization | market for trading | types of securities | In Vietnam

What are the rules for issuing securities trading identification numbers at the Vietnam Securities Depository Center (VSD)?
W
What are the rules for issuing securities trading identification numbers at the Vietnam Securities Depository Center (VSD)? What is the time limit for electronic declaration and confirmation of securities trading numbers at VSD in Vietnam? ...

Question date: 22/11/2023

securities | Vietnam | Vietnam Securities Depository Center

What are regulations on code of guaranteed warrants at the Vietnam Securities Depository Center (VSD)?
W
What are regulations on code of guaranteed warrants at the Vietnam Securities Depository Center (VSD)? What are regulations on ISIN code at the Vietnam Securities Depository Center (VSD)? What are included in the application for ...

Question date: 22/11/2023

guaranteed warrant | Vietnam | securities | Vietnam Securities Depository Center

What documents are required for reserving a stock code at the Vietnam Securities Depository Center (VSD)?
W
What documents are required for reserving a stock code at the Vietnam Securities Depository Center (VSD)? What are regulations on procedure and processing time for application for issuance of code at VSD in Vietnam? What ...

Question date: 22/11/2023

securities | stock | Vietnam | Vietnam Securities Depository Center

What are regulations on the reuse of securities codes at the Vietnam Securities Depository Center?
W
What are regulations on the reuse of securities codes at the Vietnam Securities Depository Center? What are regulations on domestic stock codes at the Vietnam Securities Depository Center? What are regulations on government bond codes ...

Question date: 22/11/2023

securities | Vietnam | bond | Vietnam Securities Depository Center

What are the issuing securities codes at the Vietnam Securities Depository Center (VSD)?
W
What are the issuing securities codes at the Vietnam Securities Depository Center (VSD)? What are principles for reserving and providing anticipated codes at VSD in Vietnam? What are principles for canceling securities codes at VSD ...

Question date: 22/11/2023

securities | Vietnam Securities Depository Center | Vietnam

What are general regulations on the activity of issuing domestic securities codes and international securities identification numbers at the Vietnam Securities Depository Center (VSD)?
W
What are general regulations on the activity of issuing domestic securities codes and international securities identification numbers at the Vietnam Securities Depository Center (VSD)? What are regulations on issuing domestic securities codes in Vietnam? What ...

Question date: 22/11/2023

securities | Vietnam Securities Depository Center | Vietnam

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Chứng khoán

Lĩnh Vực Câu Hỏi

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Phone:	(028) 7302 2286 (6 lines)
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